Financial Regulatory Compliance

The certificate in Financial Regulation Compliance is a post-baccalaureate, non-degree program designed to develop and improve career-related skills in the focused area of financial services compliance. The program includes a core of legal compliance and risk assessment classes and in-depth study of crucial issues in financial services regulation. Ideal candidates include individuals working in the financial services industry in mutual funds, brokerage firms, banks, and other financial institutions who would benefit from focused legal knowledge regarding financial regulations compliance, as well as individuals seeking career changes into these fields.

Online Program

Please refer to Drexel Online Education for application requirements and deadlines.