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SEC Investigations and Enforcement: Insider Trade & Financial Fraud Cases

Wednesday, April 12, 2017

5:15 PM-6:30 PM

Former SEC attorneys will discuss enforcement actions in insider trading and financial fraud.  The program will trace SEC enforcement actions from the initiation of an investigation onward through settlement and/or trial.  The panel will also review trends in SEC enforcement in the aftermath of the 2008 financial crisis and the impact of recent Supreme Court decisions. 

Faculty for this 1-credit CLE:
  • Merritt A. Cole, Earp Cohn P.C. and Adjunct Professor at the Kline School of Law
  • Jay A. Dubow, Pepper Hamilton LLP
  • Richard A. Levan, Levan Legal LLC 


Contact Information

Mary McGovern

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Kline School of Law, Room 140


  • Everyone

Special Features

  • CEU Available